File a Report
Submit a complaint, disclosure, or inquiry to the OCC
Why Report to the OCC?
The OCC welcomes reports of corporate violations, misconduct, and regulatory concerns from the public, employees, and stakeholders. Your report helps us fulfill our mandate to maintain institutional accountability and corporate integrity.
Reports are handled with confidentiality and integrity. We maintain secure channels for submission and protect reporter identities consistent with applicable law and investigation requirements.
Your identity and personal information are protected and handled with strict confidentiality.
All submissions are transmitted securely and stored in protected systems with access controls.
Credible reports receive formal investigation by OCC investigators and may result in enforcement action.
Submit Your Report
How to File
Complete the form below with as much detail as possible. Required fields are marked with an asterisk (*). You may request confidentiality and limited identity disclosure to protect your privacy.
Report Submitted Successfully
Thank you for your report. Your submission has been received by the OCC. A confirmation reference number has been provided for your records.
Our investigators will review your report and may contact you if additional information is needed.
Error Submitting Report
There was an error submitting your report. Please check that all required fields are completed correctly and try again.
Types of Reports
Complaint
Report alleged violations of regulatory requirements, corporate misconduct, governance failures, or violations of OCC directives.
- • Disclosure violations
- • Governance failures
- • Financial misconduct
Disclosure
Voluntarily disclose information about corporate misconduct, internal violations, or regulatory non-compliance.
- • Internal violations
- • Regulatory failures
- • Whistleblower information
Inquiry
Submit general inquiries, questions about regulations, or requests for guidance on compliance matters.
- • Regulatory questions
- • Compliance guidance
- • General information
Reporting Guidelines
What to Include
- ✓ Clear Description: Detailed account of the issue or violation
- ✓ Entity Information: Name and details of corporate entity involved
- ✓ Timeline: Dates when issue occurred or was discovered
- ✓ Evidence: Documents, communications, or witnesses
- ✓ Your Information: Contact details for follow-up
Confidentiality & Privacy
- → Request Anonymity: You may request non-disclosure of your identity
- → Limited Disclosure: Identity disclosed only to investigators
- → Protected Information: Trade secrets and proprietary data protected
- → Investigation Use: Information used for investigation purposes
Alternative Submission Methods
Secure Email
Send reports securely to our designated email address. Include relevant documentation and specify confidentiality preferences.
oversight@occommission.com
Secure Portal
Access our encrypted secure portal for submissions requiring maximum confidentiality and encryption.
Access Portal →Telephone Hotline
Call our confidential reporting hotline. Trained representatives will collect your information securely.
1-800-OCC-REPORT
Mailing Address
Mail written reports to our headquarters. Use sealed envelopes marked "Confidential."
Oversight Corporate Commission
Reports Division
123 Federal Plaza
Washington, DC 20001